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Explain why investors may be attracted to high-risk investments such as exchange-traded derivatives, global funds, and other complex investment vehicles. 1. Analyze the risk associated with exchange-traded derivatives, such as futures and options, and what brokers might do to minimize the risk to investors. 2. Discuss the challenges related to regulating a complex global financial firm and make suggestions for regulatory improvements. 3. Analyze the ethical violations of the company you researched. 4. Discuss the consequences that you believe to be appropriate for the senior management of the firm you researched and the implications for brokers trading in high-risk investments.

 

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